Friday, March 6, 2009

Call for Speakers: IIR's The Regulatory Risk and Compliance Forum

As economic uncertainty drives business into more complicated financial scenarios, compliance operations in the financial industry have received greater attention.

The 1st Annual Regulatory Risk and Compliance Forum in Washington, DC is the first event of its kind to offer a full-spectrum information and education platform that addresses this need.

The executive forum for Regulators, Chief Compliance Officers, Chief Risk Officers and General Counsel will be the place for professionals to address the most important issue in America since the Great Depression.

We invite you to name your choice for top Chief Compliance Officers and Chief Risk Officers from the following industries:

  • Mutual Funds
  • Commercial Banking
  • Insurance
  • Asset Management
  • Money Services
The platform will engage directors and executive staff from SEC, FINRA, OCC, OFAC, FDIC, Federal Reserve Board, and SIFMA.


Michael Carhill, Director – Risk Analysis, Office of the Comptroller of the Currency
Frank Knox, Chief Compliance Officer, John Hancock Mutual Funds
Ann Jaedicke, Deputy Comptroller of Compliance Policy, Office of the Comptroller of the Currency
Katie Kloster, Chief Compliance Officer of Mutual Funds, Thrivent Financial
Todd Kuehle, Chief Compliance Officer, Legg Mason
Arthur MacMahon, Director -- Economic Outlook / Bank Conditions, Office of the Comptroller of the Currency
Kate Murtagh, CCO, Harvard Management Company
Brett Rogers, Global Head of Risk Management and Governance, Deutsche Bank
Rob Shoemaker, Compliance Leader, GE Transportation
Akhtar Siddique, Risk Management Division, Office of the Comptroller of the Currency
Dennis Wood, Assistant Director – Office of Foreign Assets Control, Department of the Treasury
Daniel Wright, Chief Compliance Officer, Jackson National Life Distributors

Please send your submissions to
If you have questions, please do not hesitate to call Douglas on +1 646 616 7627

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